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Although Securities Sold Under a Private Placement Exemption Are Exempt

Question 112

Multiple Choice

Although securities sold under a private placement exemption are exempt from registration, the law requires that investors be given a ____, which is similar to a prospectus.


A) private-placement memorandum
B) semi-prospectus
C) non-registration prospectus
D) casual prospectus
E) casual memorandum

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