Question 1

Which order is executed if and when the specified price or better is reached and all other previously received orders have been fulfilled?

Accepted Answer

A) Market 
B) Limit 
C) Stop 
D) Round 
E) Discretionary 
A) Market 
B) Limit 
C) Stop 
D) Round 
E) Discretionary

Question 2

A securities exchange is a marketplace where member brokers,who represent investors,meet to buy and sell securities.

Accepted Answer

A) True 
 B)False

Question 3

After a 2-for-1 stock split:

Accepted Answer

A) earnings per share decrease. 
B) earnings per share increase. 
C) capitalization decreases. 
D) capitalization increases. 
E) dividend yields decrease. 
A) earnings per share decrease. 
B) earnings per share increase. 
C) capitalization decreases. 
D) capitalization increases. 
E) dividend yields decrease.

Question 4

On May 24,2018,Kurt Rogers bought 100 shares of stock from XYZ Corporation.The quarterly dividend is $1.50 per share and the record date is May 25.How much will Kurt receive for this quarterly dividend?

Accepted Answer

A) $0.00 
B) $1.50 
C) $15.00 
D) $150.00 
E) $0.15 
A) $0.00 
B) $1.50 
C) $15.00 
D) $150.00 
E) $0.15

Question 5

A call option gives the purchaser the right to sell 100 shares of a stock at a guaranteed price before a definite expiration date.

Accepted Answer

A) True 
 B)False

Question 6

A long-term investment technique used by investors to purchase stock directly from a corporation without paying a commission to an account executive or broker is called:

Accepted Answer

A) dollar cost appreciation. 
B) direct investment plan. 
C) unregulated transaction. 
D) regulated transaction. 
E) over-the-counter transaction. 
A) dollar cost appreciation. 
B) direct investment plan. 
C) unregulated transaction. 
D) regulated transaction. 
E) over-the-counter transaction.

Question 7

The fundamental analysis theory is based on the assumption that a stock's intrinsic or real value is determined by the future earnings of the company.

Accepted Answer

A) True 
 B)False

Question 8

A defensive stock is a stock that typically sells for less than $5.

Accepted Answer

A) True 
 B)False

Question 9

Assume that you purchased 100 shares of a stock for $60 a share,that you did not receive any dividends,and that you sold your stock for $70 a share at the end of one year.What is the total return for your investment?

Accepted Answer

A) $60 
B) $70 
C) $100 
D) $700 
E) $1,000 
A) $60 
B) $70 
C) $100 
D) $700 
E) $1,000

Question 10

Regarding a stock split,the earnings "pie" before the split is ________ size after the split.

Accepted Answer

A) a smaller 
B) a larger 
C) double the 
D) the same 
E) unrelated to the 
A) a smaller 
B) a larger 
C) double the 
D) the same 
E) unrelated to the

Question 11

A blue chip stock is too speculative for most investors.

Accepted Answer

A) True 
 B)False

Question 12

An investment theory based on the assumption that a stock's market value is determined by the forces of supply and demand in the stock market as a whole is called the ________ theory.

Accepted Answer

A) fundamental 
B) technical analysis 
C) efficient market 
D) primary 
E) market 
A) fundamental 
B) technical analysis 
C) efficient market 
D) primary 
E) market

Question 13

The beta is a measure that compares the volatility associated with a specific stock issue with the volatility of the S&P 500 Stock Index.

Accepted Answer

A) True 
 B)False

Question 14

Since the end of World War II,stocks have returned almost 10 percent a year.

Accepted Answer

A) True 
 B)False

Question 15

Before a 2-for-1 stock split,Lisa's stock was valued at $60 per share.What is her per share value after the split?

Accepted Answer

A) $30 
B) $60 
C) $90 
D) $120 
E) $150 
A) $30 
B) $60 
C) $90 
D) $120 
E) $150

Question 16

A market in which an investor purchases financial securities from the issuer of those securities using an investment bank or other representative is called the ________ market.

Accepted Answer

A) technical 
B) fundamental 
C) efficient 
D) secondary 
E) primary 
A) technical 
B) fundamental 
C) efficient 
D) secondary 
E) primary

Question 17

Ashley Riley wants to buy the stock of XYZ Company at a specified price or better.What type of order should she place?

Accepted Answer

A) Market order 
B) Limit order 
C) Stop order 
D) Discretionary order 
E) Common order 
A) Market order 
B) Limit order 
C) Stop order 
D) Discretionary order 
E) Common order

Question 18

The Arnold Fertilizer Company's stock is selling for $64 in the market and its earnings per share is $8.The company is projected to grow at a rate of 16% over the next year.What is this company's price/earnings to growth ratio?

Accepted Answer

A) 8.00 
B) 6.40 
C) 0.50 
D) 16.00 
E) 64.00 
A) 8.00 
B) 6.40 
C) 0.50 
D) 16.00 
E) 64.00

Question 19

ABC Corporation holds its annual meeting in April.Maxine Star,who owns stock in the company,cannot attend the meeting.She can vote by:

Accepted Answer

A) voluntary certificate. 
B) preemptive right. 
C) proxy. 
D) cumulative certificate. 
E) participatory certificate. 
A) voluntary certificate. 
B) preemptive right. 
C) proxy. 
D) cumulative certificate. 
E) participatory certificate.

Question 20

On May 20,2018,Tony Blackman bought 100 shares of stock from XYZ Corporation.The quarterly dividend is $1.50 per share and the record date is May 25.How much will Tony receive for this quarterly dividend?

Accepted Answer

A) $0.00 
B) $1.50 
C) $15.00 
D) $150.00 
E) $0.15 
A) $0.00 
B) $1.50 
C) $15.00 
D) $150.00 
E) $0.15

Which order is executed if and when the specified price or better is reached and all other previously received orders have been fulfilled?

A securities exchange is a marketplace where member brokers,who represent investors,meet to buy and sell securities.

After a 2-for-1 stock split:

On May 24,2018,Kurt Rogers bought 100 shares of stock from XYZ Corporation.The quarterly dividend is $1.50 per share and the record date is May 25.How much will Kurt receive for this quarterly dividend?

A call option gives the purchaser the right to sell 100 shares of a stock at a guaranteed price before a definite expiration date.

A long-term investment technique used by investors to purchase stock directly from a corporation without paying a commission to an account executive or broker is called:

The fundamental analysis theory is based on the assumption that a stock's intrinsic or real value is determined by the future earnings of the company.

A defensive stock is a stock that typically sells for less than $5.

Assume that you purchased 100 shares of a stock for $60 a share,that you did not receive any dividends,and that you sold your stock for $70 a share at the end of one year.What is the total return for your investment?

Regarding a stock split,the earnings "pie" before the split is ________ size after the split.

A blue chip stock is too speculative for most investors.

An investment theory based on the assumption that a stock's market value is determined by the forces of supply and demand in the stock market as a whole is called the ________ theory.

The beta is a measure that compares the volatility associated with a specific stock issue with the volatility of the S&P 500 Stock Index.

Since the end of World War II,stocks have returned almost 10 percent a year.

Before a 2-for-1 stock split,Lisa's stock was valued at $60 per share.What is her per share value after the split?

A market in which an investor purchases financial securities from the issuer of those securities using an investment bank or other representative is called the ________ market.

Ashley Riley wants to buy the stock of XYZ Company at a specified price or better.What type of order should she place?

The Arnold Fertilizer Company's stock is selling for $64 in the market and its earnings per share is $8.The company is projected to grow at a rate of 16% over the next year.What is this company's price/earnings to growth ratio?

ABC Corporation holds its annual meeting in April.Maxine Star,who owns stock in the company,cannot attend the meeting.She can vote by:

On May 20,2018,Tony Blackman bought 100 shares of stock from XYZ Corporation.The quarterly dividend is $1.50 per share and the record date is May 25.How much will Tony receive for this quarterly dividend?

Personal Finance Basics and the Time Value of Money

Financial Aspects of Career Planning

Money Management Strategy: Financial Statements and Budgeting

Planning Your Tax Strategy

Financial Services: Savings Plans and Payment Accounts

Introduction to Consumer Credit

Choosing a Source of Credit: the Costs of Credit Alternatives

Consumer Purchasing Strategies and Legal Protection

The Housing Decision: Factors and Finances

Property and Motor Vehicle Insurance

Health,disability,and Long-Term Care Insurance

Life Insurance

Investing Fundamentals

Investing in Bonds

Investing in Mutual Funds

Investing in Real Estate and Other Investment Alternatives

Starting Early: Retirement Planning

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Exam 14: Investing in Stocks

Which order is executed if and when the specified price or better is reached and all other previously received orders have been fulfilled?

A securities exchange is a marketplace where member brokers,who represent investors,meet to buy and sell securities.

After a 2-for-1 stock split:

On May 24,2018,Kurt Rogers bought 100 shares of stock from XYZ Corporation.The quarterly dividend is $1.50 per share and the record date is May 25.How much will Kurt receive for this quarterly dividend?

A call option gives the purchaser the right to sell 100 shares of a stock at a guaranteed price before a definite expiration date.

A long-term investment technique used by investors to purchase stock directly from a corporation without paying a commission to an account executive or broker is called:

The fundamental analysis theory is based on the assumption that a stock's intrinsic or real value is determined by the future earnings of the company.

A defensive stock is a stock that typically sells for less than $5.

Assume that you purchased 100 shares of a stock for $60 a share,that you did not receive any dividends,and that you sold your stock for $70 a share at the end of one year.What is the total return for your investment?

Regarding a stock split,the earnings "pie" before the split is ________ size after the split.

A blue chip stock is too speculative for most investors.

An investment theory based on the assumption that a stock's market value is determined by the forces of supply and demand in the stock market as a whole is called the ________ theory.

The beta is a measure that compares the volatility associated with a specific stock issue with the volatility of the S&P 500 Stock Index.

Since the end of World War II,stocks have returned almost 10 percent a year.

Before a 2-for-1 stock split,Lisa's stock was valued at $60 per share.What is her per share value after the split?

A market in which an investor purchases financial securities from the issuer of those securities using an investment bank or other representative is called the ________ market.

Ashley Riley wants to buy the stock of XYZ Company at a specified price or better.What type of order should she place?

The Arnold Fertilizer Company's stock is selling for $64 in the market and its earnings per share is $8.The company is projected to grow at a rate of 16% over the next year.What is this company's price/earnings to growth ratio?

ABC Corporation holds its annual meeting in April.Maxine Star,who owns stock in the company,cannot attend the meeting.She can vote by:

On May 20,2018,Tony Blackman bought 100 shares of stock from XYZ Corporation.The quarterly dividend is $1.50 per share and the record date is May 25.How much will Tony receive for this quarterly dividend?

Personal Finance Basics and the Time Value of Money

Financial Aspects of Career Planning

Money Management Strategy: Financial Statements and Budgeting

Planning Your Tax Strategy

Financial Services: Savings Plans and Payment Accounts

Introduction to Consumer Credit

Choosing a Source of Credit: the Costs of Credit Alternatives

Consumer Purchasing Strategies and Legal Protection

The Housing Decision: Factors and Finances

Property and Motor Vehicle Insurance

Health,disability,and Long-Term Care Insurance

Life Insurance

Investing Fundamentals

Investing in Bonds

Investing in Mutual Funds

Investing in Real Estate and Other Investment Alternatives

Starting Early: Retirement Planning

Estate Planning

Filters