Question 1

The bid price would be the price paid by an investor for an OTC stock.

Accepted Answer

A) True 
 B)False

Question 2

Newly issued securities are sold to the public in the secondary market.

Accepted Answer

A) True 
 B)False

Question 3

Speculating requires a fairly large some such as $5,000 to get started.

Accepted Answer

A) True 
 B)False

Question 4

All of the following are examples of regional stock exchanges except

Accepted Answer

A)  The Chicago Stock Exchange. 
B)  The OTC. 
C)  The Pacific Stock Exchange. 
D)  The Philadelphia Stock Exchange. 
E)  Kansas City Stock Exchange 
A)  The Chicago Stock Exchange. 
B)  The OTC. 
C)  The Pacific Stock Exchange. 
D)  The Philadelphia Stock Exchange. 
E)  Kansas City Stock Exchange

Question 5

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement.
-Municipal bonds would be traded through the [OTC | organized exchanges].

Accepted Answer

The answer of INSTRUCTIONS: Choose the word or phrase in...

Question 6

Portfolio rebalancing refers to buying and selling activities intended to return a portfolio to its target allocation levels.

Accepted Answer

A) True 
 B)False

Question 7

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement.
-Brokerage commissions on [stock | bond] transactions are likely to be a flat fee per unit.

Accepted Answer

The answer of INSTRUCTIONS: Choose the word or phrase in...

Question 8

You have been offered an opportunity to buy shares of a diversified collection of securities.You will be investing in

Accepted Answer

A)  bonds. 
B)  common stock. 
C)  mutual funds. 
D)  real estate. 
E)  stock opt ions. 
A)  bonds. 
B)  common stock. 
C)  mutual funds. 
D)  real estate. 
E)  stock opt ions.

Question 9

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement.
-The Dow Jones Industrial Average is based on [all stocks traded on the NYSE | 50 large stocks].

Accepted Answer

The answer of INSTRUCTIONS: Choose the word or phrase in...

Question 10

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement.
-Publicly traded corporations [are required to | may choose to] provide annual reports to their stockholders.

Accepted Answer

The answer of INSTRUCTIONS: Choose the word or phrase in...

Question 11

The most important investment prerequisites are

Accepted Answer

A)  adequate income and savings. 
B)  adequate income and insurance. 
C)  adequate insurance and liquidity. 
D)  an investment plan and professional advice. 
E)  consistency and risk awareness. 
A)  adequate income and savings. 
B)  adequate income and insurance. 
C)  adequate insurance and liquidity. 
D)  an investment plan and professional advice. 
E)  consistency and risk awareness.

Question 12

The ____ is not an organized security exchange.

Accepted Answer

A)  New York Stock Exchange 
B)  American Stock Exchange 
C)  Midwest Stock Exchange 
D)  Pacific Stock Exchange 
E)  Over-the-Counter Exchange 
A)  New York Stock Exchange 
B)  American Stock Exchange 
C)  Midwest Stock Exchange 
D)  Pacific Stock Exchange 
E)  Over-the-Counter Exchange

Question 13

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement.
-The Securities and Exchange Commission was established as a result of the [Securities Act of 1933 | Securities Exchange Act of 1934].

Accepted Answer

The answer of INSTRUCTIONS: Choose the word or phrase in...

Question 14

Which of the following is not a Standard and Poors Index?

Accepted Answer

A)  S&P Midcap 400 
B)  S&P Smallcap 600 
C)  S&P 500 
D)  S&P 1500 
E)  S&P 5000 
A)  S&P Midcap 400 
B)  S&P Smallcap 600 
C)  S&P 500 
D)  S&P 1500 
E)  S&P 5000

Question 15

The Wilshire Index reflects the total market value of approximately 50% of all publicly traded stocks in this country.

Accepted Answer

A) True 
 B)False

Question 16

The Internet has made pump-and-dump schemes easier and more effective.

Accepted Answer

A) True 
 B)False

Question 17

The capital market is the marketplace for long-term securities.

Accepted Answer

A) True 
 B)False

Question 18

The best source of a day's market activity is

Accepted Answer

A)  corporation annual report. 
B)  Wall Street Journal. 
C)  Forbes. 
D)  U.S.News & World Report. 
E)  Dow Jones Averages. 
A)  corporation annual report. 
B)  Wall Street Journal. 
C)  Forbes. 
D)  U.S.News & World Report. 
E)  Dow Jones Averages.

Question 19

NASDAQ is now the second largest securities market in the U.S.

Accepted Answer

A) True 
 B)False

Question 20

An individual is more likely to use the secondary markets than the primary market.

Accepted Answer

A) True 
 B)False

The bid price would be the price paid by an investor for an OTC stock.

Newly issued securities are sold to the public in the secondary market.

Speculating requires a fairly large some such as $5,000 to get started.

All of the following are examples of regional stock exchanges except

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -Municipal bonds would be traded through the [OTC | organized exchanges].

Portfolio rebalancing refers to buying and selling activities intended to return a portfolio to its target allocation levels.

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -Brokerage commissions on [stock | bond] transactions are likely to be a flat fee per unit.

You have been offered an opportunity to buy shares of a diversified collection of securities.You will be investing in

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -The Dow Jones Industrial Average is based on [all stocks traded on the NYSE | 50 large stocks].

The most important investment prerequisites are

The ____ is not an organized security exchange.

Which of the following is not a Standard and Poors Index?

The Wilshire Index reflects the total market value of approximately 50% of all publicly traded stocks in this country.

The Internet has made pump-and-dump schemes easier and more effective.

The capital market is the marketplace for long-term securities.

The best source of a day's market activity is

NASDAQ is now the second largest securities market in the U.S.

An individual is more likely to use the secondary markets than the primary market.

Understanding the Financial Planning Process

Your Financial Statements and Plans

Preparing Your Taxes

Managing Your Cash and Savings

Making Automobile and Housing Decisions

Using Credit

Using Consumer Loans

Insuring Your Life

Insuring Your Health

Protecting Your Property

Investing in Stocks and Bonds

Investing in Mutual Funds

Planning for Retirement

Preserving Your Estate

Filters

Exam 11: Investment Planning

The bid price would be the price paid by an investor for an OTC stock.

Newly issued securities are sold to the public in the secondary market.

Speculating requires a fairly large some such as $5,000 to get started.

All of the following are examples of regional stock exchanges except

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -Municipal bonds would be traded through the [OTC | organized exchanges].

Portfolio rebalancing refers to buying and selling activities intended to return a portfolio to its target allocation levels.

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -Brokerage commissions on [stock | bond] transactions are likely to be a flat fee per unit.

You have been offered an opportunity to buy shares of a diversified collection of securities.You will be investing in

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -The Dow Jones Industrial Average is based on [all stocks traded on the NYSE | 50 large stocks].

The most important investment prerequisites are

The ____ is not an organized security exchange.

Which of the following is not a Standard and Poors Index?

The Wilshire Index reflects the total market value of approximately 50% of all publicly traded stocks in this country.

The Internet has made pump-and-dump schemes easier and more effective.

The capital market is the marketplace for long-term securities.

The best source of a day's market activity is

NASDAQ is now the second largest securities market in the U.S.

An individual is more likely to use the secondary markets than the primary market.

Understanding the Financial Planning Process

Your Financial Statements and Plans

Preparing Your Taxes

Managing Your Cash and Savings

Making Automobile and Housing Decisions

Using Credit

Using Consumer Loans

Insuring Your Life

Insuring Your Health

Protecting Your Property

Investing in Stocks and Bonds

Investing in Mutual Funds

Planning for Retirement

Preserving Your Estate

Filters