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A Company Must File a Registration Statement with the SEC

Question 71

Multiple Choice

A company must file a registration statement with the SEC providing various financial and company information prior to selling new securities to the public.This registration statement does not need to be filed if the:


A) issue is less than $50 million.
B) securities are loans that mature in one year or less.
C) issue is less than $2.5 million.
D) securities are valued at less than $5 million and are being sold on the Internet.
E) securities are loans that mature within nine months.

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