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Provisions Contained in the ________ Impose New Powers and Responsibilities

Question 57

Multiple Choice

Provisions contained in the ________ impose new powers and responsibilities on the Securities and Exchange Commission,increase regulation of brokers and investment advisers,regulate asset-backed securities,require shareholder approval of executive compensation,and strengthen shareholder rights in director elections.


A) Securities Exchange Act of 1934
B) Dodd-Frank Act of 2010
C) Sarbanes-Oxley Act of 2002
D) Securities Act of 1933

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