Multiple Choice
Which of the following powers is not available to the SEC pursuant to the Remedies Act?
A) The SEC may start administrative proceedings against any person or entity regulated by the SEC.
B) The SEC may start administrative proceedings against any person or entity not regulated by the SEC.
C) The SEC may order an accounting and disgorgement of ill-gotten gains.
D) All of the above powers are available to the SEC under the Remedies Act.
Correct Answer:
Verified
Correct Answer:
Verified
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