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Prohibitions Against Insiders from Engaging in Short-Swing Profits Are Enforced

Question 90

Multiple Choice

Prohibitions against insiders from engaging in short-swing profits are enforced by the


A) Securities and Exchange Commission (SEC) .
B) Federal Trade Commission (FTC) .
C) Federal Reserve.
D) issuer of the security or by a person who owns a security of the issuer.
E) executive officers, accounting officers, and chief financial officers.

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