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A Difference Between a Financial Broker and a Financial Dealer

Question 52

Multiple Choice

A difference between a financial broker and a financial dealer is that


A) A dealer also purchases the seller securities in the hopes of making a profit on their sale to the buyer
B) A broker also purchases the seller securities in the hopes of making a profit on their sale to the buyer
C) A dealer must have a college degree in finance
D) A broker must have a college degree in finance
E) None of the above

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