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What Criminal Penalties Are Specified for "Willful Violations" of the Uniform

Question 217

Multiple Choice

What criminal penalties are specified for "willful violations" of the Uniform Securities Act?


A) license cancellation.
B) license suspension.
C) up to 3 years in prison or a $5,000 fine, or both.
D) up to 5 years in prison or a $10,000 fine, or both.

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