Until Yesterday Maddie Was a Registered Agent Employed by the Broker-Dealer

Until yesterday Maddie was a registered agent employed by the broker-dealer, QuikDeals. Yesterday afternoon, issues that had been brewing between her and another employee of the firm came to a head, and Maddie impulsively quit her job. At this point,

A) Maddie has thirty days to find a job with another broker-dealer, or she will need to file a new registration application.
B) Maddie has sixty days to find a job with another broker-dealer, or she will need to file a new registration application.
C) Maddie will have to file a new application for registration with the Administrator upon finding employment with another broker-dealer since she is no longer considered to be a registered agent by the state.
D) Maddie is required to call all of her clients at QuikDeals to inform them she is no longer employed there.

Correct Answer:

Verified

Unlock this answer now
Get Access to more Verified Answers free of charge

Access For Free