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SEC Rule 10b-5 Holds It Illegal for Anyone Involved in Securities

Question 8

Multiple Choice

SEC Rule 10b-5 holds it illegal for anyone involved in securities dealings to:


A) sell any security without registration
B) make any untrue statement of a material fact or to omit to state a material fact
C) engage in any sale of property that would impose deceit upon any person
D) sell any security without registration or make any untrue statement of a material fact or to omit to state a material fact
E) sell any security without registration or make any untrue statement of a material fact or to omit to state a material fact or engage in any sale of property that would impose deceit upon any person

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