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SEC Rule 10b-5 Holds It Illegal for Anyone Involved in Securities

Question 262

Multiple Choice

SEC Rule 10b-5 holds it illegal for anyone involved in securities dealings to:


A) employ any device, scheme, or artifice to defraud
B) make any untrue statement of a material fact or to omit to state a material fact
C) engage in any sale of property that would impose deceit upon any person
D) employ any device, scheme, or artifice to defraud or make any untrue statement of a material fact or to omit to state a material fact
E) employ any device, scheme, or artifice to defraud or make any untrue statement of a material fact or to omit to state a material fact or engage in any sale of property that would impose deceit upon any person

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