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    Exam 18: Securities Regulation
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    Fraud in Securities Dealings May Be Litigated Under
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Fraud in Securities Dealings May Be Litigated Under

Question 202

Question 202

Multiple Choice

Fraud in securities dealings may be litigated under:


A) common law fraud rules
B) SEC Rule 10b-5
C) SEC Rule 246
D) common law fraud rules or SEC Rule 10b-5
E) common law fraud rules or SEC Rule 10b-5 or SEC Rule 246

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