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The SEC's Rule 10b-5

Question 369

Multiple Choice

The SEC's Rule 10b-5:


A) applies to registered securities only
B) concerns securities fraud and prohibits "manipulative" deceptive device
C) applies to registered and unregistered securities
D) applies to registered securities only and concerns securities fraud and prohibits "manipulative" deceptive device
E) concerns securities fraud and prohibits "manipulative" deceptive device and applies to registered and unregistered securities

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