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The SEC's Rule 10b-5

Question 442

Multiple Choice

The SEC's Rule 10b-5:


A) was adopted under Section 10(b) of the 1934 Act
B) concerns securities fraud and prohibits "manipulative" deceptive device
C) applies to registered and unregistered securities
D) was adopted under Section 10(b) of the 1934 Act concerns securities fraud and prohibits "manipulative" deceptive device
E) was adopted under Section 10(b) of the 1934 Act concerns securities fraud and prohibits "manipulative" deceptive device and applies to registered and unregistered securities

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