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While the SEC Review Is in Progress, the Issuer Can

Question 94

Multiple Choice

While the SEC review is in progress, the issuer can circulate a preliminary prospectus to determine the interest in issue. The preliminary prospectus must include all of the following EXCEPT.


A) Statement that the registration is filed but not effective.
B) Statement that the information is subject to change.
C) Red-Ink it to distinguish it from final prospectus.
D) All of these

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